Au, Yiu Kuen 歐耀權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2006-01-25 | 2006-03-27 |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-12-02 | 2006-03-27 |
| 3 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2006-05-08 | 2006-12-31 |
| 4 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2006-05-08 | 2006-12-20 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Leveraged foreign exchange trading | 2007-01-25 | 2012-02-19 | Rep | Dealing in futures contracts | 2007-02-28 | 2012-02-19 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-01-25 | 2012-02-19 | Rep | Advising on securities | 2010-04-13 | 2011-06-30 |
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