Chan, Yuk Chor 陳旭初
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2006-03-09 | 2007-12-31 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2006-03-09 | 2007-12-31 |
| 3 | Essence Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-08-17 | |
| 4 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-08-17 | 2017-06-23 | Rep | Advising on securities | 2013-02-26 | 2024-01-18 | RO | Dealing in securities | 2017-06-23 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2003-09-29 | 2006-02-28 | Rep | Dealing in futures contracts | 2009-11-09 | 2012-08-15 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-09-29 | 2006-02-28 | Rep | Dealing in securities | 2009-11-09 | 2012-08-15 |
| 7 | Sigma Capital Management Limited | RO | Asset management | 2008-03-12 | 2009-10-12 |
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