Cheung, Ching Man (SFC:AXI346) 張政民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AA Investment Management Limited | Rep | Asset management | 2021-04-27 | 2022-01-17 | RO | Advising on securities | 2021-04-27 | 2022-01-17 | RO | Dealing in securities | 2021-04-27 | 2022-01-17 |
| 2 | China Tonghai (IA) Limited | Rep | Advising on securities | 2012-11-20 | 2013-09-02 |
| 3 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2016-06-10 | 2016-07-27 | RO | Dealing in securities | 2016-07-27 | 2016-09-28 |
| 4 | Fortune Asset Management Limited | Rep | Advising on securities | 2016-06-10 | 2016-07-27 | RO | Advising on securities | 2016-07-27 | 2016-09-28 | Rep | Asset management | 2016-09-01 | 2016-09-28 |
| 5 | LQ Pacific Partners Limited | Rep | Advising on securities | 2019-03-12 | 2019-04-03 | Rep | Dealing in securities | 2019-03-12 | 2019-04-03 | Rep | Asset management | 2019-03-12 | 2020-01-24 | RO | Advising on securities | 2019-04-03 | 2020-01-24 | RO | Dealing in securities | 2019-04-03 | 2020-01-24 |
| 6 | orientiert International Markets Limited | Rep | Advising on securities | 2017-05-25 | 2019-02-28 | Rep | Asset management | 2017-05-25 | 2019-02-28 | Rep | Dealing in securities | 2017-05-25 | 2019-02-28 |
| 7 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2016-10-06 | 2016-10-20 | Rep | Dealing in securities | 2016-10-06 | 2016-10-20 | Rep | Asset management | 2016-10-06 | 2019-02-28 | RO | Advising on securities | 2016-10-20 | 2019-02-28 | RO | Dealing in futures contracts | 2016-10-20 | 2019-02-28 | RO | Dealing in securities | 2016-10-20 | 2019-02-28 |
| 8 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-05-26 | 2012-07-01 |
| 9 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-05-26 | 2012-07-01 | Rep | Advising on securities | 2011-10-17 | 2012-07-01 |
| 10 | Quam Securities Limited | Rep | Dealing in futures contracts | 2012-07-10 | 2014-09-11 | Rep | Dealing in securities | 2012-07-10 | 2014-09-11 | Rep | Advising on securities | 2012-07-10 | 2016-05-20 | RO | Dealing in futures contracts | 2014-09-11 | 2016-05-20 | RO | Dealing in securities | 2014-09-11 | 2016-05-20 |
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