Choy, Siu Kwan 蔡小軍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Central Universe Futures Limited | Rep | Advising on futures contracts | 2018-06-13 | 2018-07-23 | Rep | Dealing in futures contracts | 2018-06-13 | 2018-07-23 |
| 2 | FULBRIGHT FUTURES LIMITED | Rep | Advising on futures contracts | 2018-03-08 | 2018-04-18 | Rep | Dealing in futures contracts | 2018-03-08 | 2018-04-18 |
| 3 | Golden Hen Securities and Futures Limited | Rep | Dealing in futures contracts | 2016-10-03 | 2016-10-31 | Rep | Dealing in securities | 2016-10-03 | 2016-10-31 | RO | Dealing in futures contracts | 2016-10-31 | 2017-01-31 | RO | Dealing in securities | 2016-10-31 | 2017-01-31 |
| 4 | GOLDEN MOUNTAIN FINANCIAL LIMITED | Rep | Dealing in futures contracts | 2012-09-26 | 2012-12-07 |
| 5 | Grand International Futures Co., Limited | RO | Advising on futures contracts | 2017-10-03 | 2018-02-19 | RO | Dealing in futures contracts | 2017-10-03 | 2018-02-19 |
| 6 | Holly International Financial Holdings Limited | Rep | Dealing in futures contracts | 2013-02-05 | 2015-03-02 |
| 7 | Lee Kee Store Company Limited | Rep | Dealing in futures contracts | 2015-04-01 | 2015-05-06 |
| 8 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-07-21 | 2012-09-22 |
| 9 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-07-21 | 2012-09-22 |
| 10 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2015-06-26 | 2016-02-12 |
| 11 | Rifa Securities Limited | Rep | Dealing in securities | 2015-07-13 | 2016-02-12 |
| 12 | SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2016-02-22 | 2016-09-24 |
| 13 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2016-02-22 | 2016-09-24 |
| 14 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2010-12-17 | 2011-06-18 |
| 15 | VERCAP Financial Services Limited | Rep | Dealing in futures contracts | 2021-01-29 | 2021-02-05 | RO | Dealing in futures contracts | 2021-02-05 | 2021-03-31 |
| 16 | XUANTIE INTERNATIONAL INVESTMENT CO., LIMITED | RO | Advising on futures contracts | 2019-01-03 | 2019-03-17 | RO | Dealing in futures contracts | 2019-01-03 | 2019-03-17 |
| 17 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-06-22 | 2010-12-08 | Rep | Dealing in securities | 2010-06-22 | 2010-12-08 |
| 18 | ZHENG DA INTERNATIONAL FINANCIAL HOLDING LIMITED | RO | Advising on futures contracts | 2019-11-04 | 2020-07-31 | RO | Dealing in futures contracts | 2019-11-04 | 2020-07-31 |
| 19 | ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED | Rep | Dealing in futures contracts | 2022-03-29 | Rep | Dealing in securities | 2022-03-29 |
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