Chung, Dennis Wei Chiu 鍾滙超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2021-02-01 | Rep | Advising on securities | 2021-04-07 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2021-02-01 | |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-09-10 | 2021-01-06 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-09-10 | 2021-01-06 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-02-13 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2018-05-16 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-02-13 | 2018-05-16 |
| 7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-12-05 | 2015-02-06 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-09-05 | 2015-02-06 |
| 9 | Quam Securities Limited | Rep | Dealing in futures contracts | 2018-06-01 | 2020-08-28 | Rep | Dealing in securities | 2018-06-01 | 2020-08-28 |
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