Lai, Kevin Ki Fung 黎奇峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Advising on futures contracts | 2010-12-13 | 2012-04-15 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2010-12-13 | 2012-04-15 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-11-02 | 2006-08-29 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 2006-09-01 | 2007-02-16 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | 2010-12-13 | 2012-04-15 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-08-31 | 2006-08-29 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 2006-09-01 | 2007-02-16 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 2006-09-01 | 2007-02-16 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 2010-12-13 | 2012-04-15 |
| 5 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-07-24 | 2004-02-05 |
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