Lau, Norman Kai Chung 劉啟聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-03-26 | 2013-01-21 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2012-03-26 | 2013-01-21 | Rep | Dealing in securities | 2012-03-26 | 2013-01-21 |
| 3 | Emperor Wealth Management Limited | Rep | Dealing in securities | 2012-04-30 | 2013-01-21 |
| 4 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2013-12-13 | 2021-07-30 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-05-09 | 2012-03-01 | Rep | Dealing in futures contracts | 2013-07-25 | 2021-07-30 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-06-29 | 2012-03-01 | Rep | Advising on securities | 2011-03-03 | 2012-03-01 | Rep | Advising on securities | 2013-07-25 | 2021-07-30 | Rep | Dealing in securities | 2013-07-25 | 2021-07-30 |
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