Law, Kai Man 羅啟文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2010-05-12 | 2011-11-01 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-05-12 | 2011-11-01 |
| 3 | Quam Securities Limited | Rep | Dealing in futures contracts | 2011-12-28 | 2014-04-18 | Rep | Dealing in securities | 2011-12-28 | 2014-04-18 |
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