Wong, Nga Lun 王雅倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHUNG LEE SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-03-31 | 2018-09-11 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2019-03-06 | 2022-05-13 |
| 3 | Funderstone Securities Limited | Rep | Dealing in securities | 2024-02-09 | |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-07-06 | 2015-04-23 | Rep | Leveraged foreign exchange trading | 2009-01-14 | 2010-12-10 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-07-06 | 2015-04-23 | Rep | Advising on securities | 2008-08-14 | 2010-06-30 |
| 6 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-05-18 | 2017-03-19 | Rep | Advising on futures contracts | 2015-07-16 | 2017-03-19 |
| 7 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-05-18 | 2017-03-19 | Rep | Advising on securities | 2015-07-16 | 2017-03-19 |
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