Yu, Tsz Kam 余子淦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2014-01-13 | 2016-11-07 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2014-02-17 | 2016-11-07 |
| 3 | EAST ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-07-11 | |
| 4 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2023-07-11 | |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2014-01-13 | 2016-11-07 |
| 6 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-07-08 | 2021-08-15 | Rep | Advising on securities | 2020-09-01 | 2021-08-15 |
| 7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-07-06 | 2013-12-15 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-07-06 | 2013-12-15 | Rep | Advising on securities | 2012-02-16 | 2013-12-15 |
| 9 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2017-04-06 | 2019-12-13 |
| 10 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Dealing in securities | 2017-04-06 | 2019-12-13 |
| 11 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-04-06 | 2019-12-13 |
| 12 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2019-12-23 | 2020-04-13 | Rep | Dealing in securities | 2019-12-23 | 2020-04-13 |
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