Or, Kit Man 柯傑文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | WIN WONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-03-31 | |
| 2 | WIN WONG SECURITIES LIMITED | Rep | Advising on securities | 2004-03-31 | |
| 3 | WIN WONG SECURITIES LIMITED | Rep | Asset management | 2004-03-31 | |
| 4 | WIN WONG SECURITIES LIMITED | Rep | Dealing in securities | 2007-10-13 | |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-10-17 | 2015-12-25 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-12-31 | 2017-10-02 |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2023-05-24 |
| 8 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2023-06-20 |
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