Tam, Ellen Mo Ching 譚慕貞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH Wealth Management Limited | Rep | Advising on securities | 2007-03-28 | 2007-10-31 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2008-02-18 | 2010-07-14 |
| 3 | Emperor Wealth Management Limited | Rep | Dealing in securities | 2009-12-02 | 2010-07-14 |
| 4 | GT CAPITAL LIMITED | Rep | Dealing in securities | 2006-09-18 | 2006-09-29 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-07-29 | 2012-06-01 |
| 6 | Sinofortune Securities Limited | Rep | Dealing in securities | 2006-10-06 | 2007-02-26 |
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