Chan, Michael (SFC:AHN553) 陳國昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on corporate finance | 2004-05-18 | Rep | Advising on securities | 2005-08-08 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-08-20 | 2008-11-07 |
| 3 | LBN Advisers Limited | Rep | Asset management | 2015-06-03 | 2018-08-31 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2005-08-10 | 2007-07-21 | Rep | Dealing in securities | 2007-04-17 | 2007-07-21 |
| 5 | MF Securities Hong Kong Limited | Rep | Dealing in securities | 2009-04-03 | 2009-04-22 |
| 6 | PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-08-03 | 2012-08-25 |
| 7 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2010-03-02 | 2010-07-02 | RO | Dealing in securities | 2010-07-02 | 2012-08-25 |
| 8 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2012-10-12 | 2015-01-08 | Rep | Dealing in securities | 2012-10-12 | 2015-01-08 |
| 9 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-04-29 | 2010-02-19 |
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