Chow, King Ho 周景豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-02-04 | 2020-04-30 |
| 2 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-02-04 | 2020-04-30 |
| 3 | Quam Securities Limited | Rep | Dealing in futures contracts | 2020-10-23 | Rep | Dealing in securities | 2020-10-23 |
| 4 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2007-11-21 | 2012-08-25 |
| 5 | PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-08-30 | 2012-08-25 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-05-04 | 2020-10-09 |
| 7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2020-05-04 | 2020-10-09 |
| 8 | JVSakk Asia Limited | Rep | Advising on corporate finance | 2003-06-30 | Rep | Advising on securities | 2003-06-30 | Rep | Asset management | 2003-06-30 | Rep | Dealing in securities | 2003-06-30 |
| 9 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2004-12-29 | 2007-11-02 |
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