Hui, John (1973) 許僑聲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Automated trading services | 2003-10-24 | 2004-02-03 | Rep | Dealing in futures contracts | 2003-10-24 | 2004-02-03 |
| 2 | CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2003-10-24 | 2004-01-09 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Automated trading services | 2003-10-24 | 2004-02-03 | Rep | Dealing in securities | 2003-10-24 | 2004-02-03 |
| 4 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2017-04-07 | 2017-05-29 | RO | Dealing in futures contracts | 2017-05-29 | 2018-12-04 |
| 5 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on securities | 2017-01-20 | 2017-05-29 | Rep | Dealing in securities | 2017-01-20 | 2017-05-29 | RO | Advising on securities | 2017-05-29 | 2018-12-04 | RO | Dealing in securities | 2017-05-29 | 2018-12-04 |
| 6 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2004-08-27 | 2005-03-21 |
| 7 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2004-02-18 | 2005-03-21 |
| 8 | CMBC International Securities Limited | RO | Advising on securities | 2016-11-30 | 2017-01-06 | RO | Dealing in securities | 2016-11-30 | 2017-01-06 |
| 9 | PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-03-21 | 2012-08-25 |
| 10 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2005-03-21 | 2012-01-19 | RO | Dealing in futures contracts | 2012-01-19 | 2012-08-25 | RO | Dealing in securities | 2012-01-19 | 2012-08-25 |
| 11 | Quam Securities Limited | Rep | Advising on securities | 2016-01-13 | 2016-02-03 | Rep | Dealing in futures contracts | 2016-01-13 | 2016-02-03 | Rep | Dealing in securities | 2016-01-13 | 2016-02-03 | RO | Advising on securities | 2016-02-03 | 2016-05-31 | RO | Dealing in futures contracts | 2016-02-03 | 2016-05-31 | RO | Dealing in securities | 2016-02-03 | 2016-05-31 | Rep | Advising on securities | 2018-12-28 | 2019-03-14 | Rep | Dealing in securities | 2018-12-28 | 2019-03-14 | RO | Advising on securities | 2019-03-14 | RO | Dealing in securities | 2019-03-14 | Rep | Dealing in futures contracts | 2020-06-29 | 2020-09-01 | RO | Dealing in futures contracts | 2020-09-01 | Rep | Asset management | 2021-11-01 |
| 12 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2012-09-07 | 2012-10-10 | RO | Dealing in futures contracts | 2012-10-10 | 2015-06-17 |
| 13 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2012-09-07 | 2012-10-10 | RO | Dealing in securities | 2012-10-10 | 2015-06-17 |
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