Leung, Chi Ming (SFC:AAF501) 梁志明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-04-14 | 2008-04-22 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2003-08-22 | Rep | Advising on corporate finance | 2005-02-15 | Rep | Advising on securities | 2005-02-15 | Rep | Asset management | 2005-02-15 | Rep | Dealing in securities | 2008-04-22 |
| 3 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2016-08-12 | 2016-09-29 | RO | Dealing in futures contracts | 2016-09-29 | 2018-07-31 |
| 4 | MASON INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2016-12-22 | 2018-07-31 | RO | Asset management | 2016-12-22 | 2018-07-31 |
| 5 | Mason Securities Limited | Rep | Advising on securities | 2016-08-12 | 2016-09-29 | Rep | Dealing in securities | 2016-08-12 | 2016-09-29 | RO | Advising on securities | 2016-09-29 | 2018-02-09 | RO | Dealing in securities | 2016-09-29 | 2018-02-09 | RO | Asset management | 2016-12-22 | 2018-07-31 |
| 6 | PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-09-04 | 2012-09-07 |
| 7 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2008-07-14 | 2008-09-04 | RO | Dealing in securities | 2008-09-04 | 2012-09-07 |
| 8 | Quam Securities Limited | Rep | Advising on securities | 2016-01-11 | 2016-02-26 | Rep | Dealing in futures contracts | 2016-01-11 | 2016-02-26 | Rep | Dealing in securities | 2016-01-11 | 2016-02-26 | RO | Advising on securities | 2016-02-26 | 2016-05-15 | RO | Dealing in futures contracts | 2016-02-26 | 2016-05-15 | RO | Dealing in securities | 2016-02-26 | 2016-05-15 |
| 9 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2008-06-12 | 2008-06-26 |
| 10 | THOMAS GLOBAL FINANCIAL SERVICES LIMITED | RO | Dealing in securities | 2016-12-12 | 2018-07-31 |
| 11 | VISIONARY GROUP CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2018-12-27 | RO | Asset management | 2018-12-27 | RO | Dealing in securities | 2021-11-24 | 2021-12-09 | RO | Dealing in securities | 2022-07-28 |
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