Cheng, Kin Man (SFC:AHM208) 鄭健民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-09-19 | 2018-12-07 | Rep | Dealing in securities | 2018-09-19 | 2018-12-07 | RO | Advising on corporate finance | 2018-12-07 | RO | Dealing in securities | 2018-12-07 |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-10-14 | 2014-12-15 | Rep | Dealing in securities | 2014-10-14 | 2014-12-15 | Rep | Advising on securities | 2014-10-14 | 2018-09-11 | RO | Advising on corporate finance | 2014-12-15 | 2018-09-11 | RO | Dealing in securities | 2014-12-15 | 2018-09-11 |
| 3 | FIRST SHANGHAI CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-02-02 | |
| 4 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-03-20 | 2013-05-03 | Rep | Dealing in securities | 2013-03-20 | 2013-05-03 | RO | Advising on corporate finance | 2013-05-03 | 2014-09-23 | RO | Dealing in securities | 2013-05-03 | 2014-09-23 |
| 5 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-03-20 | 2013-05-03 | RO | Dealing in securities | 2013-05-03 | 2014-09-23 |
| 6 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2010-06-07 | 2010-07-21 | Rep | Dealing in securities | 2010-06-07 | 2010-07-21 | RO | Advising on corporate finance | 2010-07-21 | 2012-05-05 | RO | Dealing in securities | 2010-07-21 | 2012-05-05 |
| 7 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2006-04-07 | 2008-07-24 | Rep | Dealing in securities | 2006-04-07 | 2008-07-24 | RO | Advising on corporate finance | 2008-07-24 | 2010-05-07 | RO | Dealing in securities | 2008-07-24 | 2010-05-07 |
| 8 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2012-05-14 | 2012-06-26 | Rep | Dealing in securities | 2012-05-14 | 2012-06-26 | RO | Advising on corporate finance | 2012-06-26 | 2013-02-10 | RO | Dealing in securities | 2012-06-26 | 2013-02-10 |
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