Shum, Ching Hei 岑政熹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HEUNGKONG CAPITAL LIMITED | Rep | Advising on corporate finance | 2019-12-04 | 2021-03-15 | RO | Advising on corporate finance | 2021-03-15 | 2022-06-30 |
| 2 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2012-06-22 | 2015-06-20 | Rep | Dealing in securities | 2014-10-31 | 2015-06-20 |
| 3 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2011-02-10 | 2011-11-26 |
| 4 | SILVER NILE GLOBAL INVESTMENTS LIMITED | Rep | Dealing in securities | 2019-12-04 | 2022-06-30 | Rep | Advising on corporate finance | 2021-08-19 | 2021-11-02 | RO | Advising on corporate finance | 2021-11-02 | 2022-06-30 |
| 5 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-07-12 | 2017-04-21 | RO | Advising on corporate finance | 2017-04-21 | 2019-11-24 |
| 6 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2016-07-12 | 2019-11-24 |
| 7 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2016-07-12 | 2019-11-24 |
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