Wu, Steven Sheung Chi 胡尚智
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) | Rep | Advising on corporate finance | 2007-11-12 | 2009-09-11 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2009-10-15 | 2011-06-13 |
| 3 | DAKIN CAPITAL LIMITED | Rep | Advising on corporate finance | 2024-01-18 | 2024-02-15 |
| 4 | HUABANG CORPORATE FINANCE LIMITED | RO | Advising on corporate finance | 2021-05-17 | 2021-07-20 |
| 5 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2011-07-14 | 2011-11-26 |
| 6 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-01-04 | 2014-06-01 | Rep | Advising on corporate finance | 2015-07-23 | 2015-10-16 | Rep | Dealing in securities | 2015-07-23 | 2017-10-13 | RO | Advising on corporate finance | 2015-10-16 | 2017-10-13 |
| 7 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2014-06-05 | 2015-07-14 | Rep | Advising on securities | 2014-06-05 | 2015-07-14 | Rep | Dealing in securities | 2014-06-05 | 2015-07-14 |
| 8 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-11-23 | 2018-04-09 | RO | Advising on corporate finance | 2018-04-09 | 2020-06-11 |
| 9 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2017-11-23 | 2020-06-11 |
| 10 | Taihe Securities (Hong Kong) Limited | RO | Advising on corporate finance | 2023-04-06 | 2023-09-30 | RO | Dealing in securities | 2023-04-06 | 2023-09-30 |
| 11 | Wanhai Securities (HK) Limited | Rep | Dealing in securities | 2020-11-13 | 2021-05-10 |
| 12 | Zijing Capital Limited | Rep | Advising on corporate finance | 2021-09-28 | 2021-12-02 | Rep | Dealing in securities | 2021-12-02 | 2022-02-10 | RO | Advising on corporate finance | 2021-12-02 | 2022-06-28 | RO | Dealing in securities | 2022-02-10 | 2022-06-28 |
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