Sullivan, Andrew Michael (SFC:AEV843)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-02-03 | Rep | Advising on securities | 2004-02-03 | Rep | Asset management | 2004-02-03 | Rep | Dealing in securities | 2004-07-06 |
2 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2004-10-11 | 2007-12-06 |
3 | Execution Noble (Hong Kong) Limited | Rep | Dealing in securities | 2014-06-30 | 2014-09-12 |
4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-01-29 | 2015-11-19 | Rep | Advising on securities | 2015-03-25 | 2015-11-19 | RO | Advising on securities | 2015-11-19 | 2017-05-31 | RO | Dealing in securities | 2015-11-19 | 2017-05-31 |
5 | MF Securities Hong Kong Limited | RO | Dealing in securities | 2008-02-21 | 2010-03-08 | Rep | Advising on securities | 2008-06-18 | 2008-11-17 | RO | Advising on securities | 2008-11-17 | 2010-03-08 | Rep | Advising on securities | 2010-03-08 | 2010-07-12 | Rep | Dealing in securities | 2010-03-08 | 2010-07-12 |
6 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-01-31 | 2014-06-23 |
7 | OUTSET GLOBAL (HONG KONG) LIMITED | RO | Dealing in securities | 2021-06-22 | 2023-02-24 |
8 | Pearl Bridge Securities Limited | Rep | Advising on securities | 2019-09-06 | 2019-11-01 | Rep | Dealing in securities | 2019-09-06 | 2019-11-01 | RO | Advising on securities | 2019-11-01 | 2020-05-15 | RO | Dealing in securities | 2019-11-01 | 2020-05-15 |
9 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2011-06-30 | 2012-08-25 |
10 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2010-10-26 | 2011-06-22 | Rep | Dealing in securities | 2010-10-26 | 2011-06-22 |
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