Sullivan, Andrew Michael (SFC:AEV843)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-02-03 | |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2004-02-03 | |
| 3 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Asset management | 2004-02-03 | |
| 4 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-07-06 | |
| 5 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2004-10-11 | 2007-12-06 |
| 6 | MF Securities Hong Kong Limited | Rep | Advising on securities | 2008-06-18 | 2008-11-17 |
| 7 | MF Securities Hong Kong Limited | RO | Dealing in securities | 2008-02-21 | 2010-03-08 |
| 8 | MF Securities Hong Kong Limited | RO | Advising on securities | 2008-11-17 | 2010-03-08 |
| 9 | MF Securities Hong Kong Limited | Rep | Advising on securities | 2010-03-08 | 2010-07-12 |
| 10 | MF Securities Hong Kong Limited | Rep | Dealing in securities | 2010-03-08 | 2010-07-12 |
| 11 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2010-10-26 | 2011-06-22 |
| 12 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-10-26 | 2011-06-22 |
| 13 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2011-06-30 | 2012-08-25 |
| 14 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-01-31 | 2014-06-23 |
| 15 | Execution Noble (Hong Kong) Limited | Rep | Dealing in securities | 2014-06-30 | 2014-09-12 |
| 16 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-01-29 | 2015-11-19 |
| 17 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2015-03-25 | 2015-11-19 |
| 18 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Advising on securities | 2015-11-19 | 2017-05-31 |
| 19 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2015-11-19 | 2017-05-31 |
| 20 | Pearl Bridge Securities Limited | Rep | Advising on securities | 2019-09-06 | 2019-11-01 |
| 21 | Pearl Bridge Securities Limited | Rep | Dealing in securities | 2019-09-06 | 2019-11-01 |
| 22 | Pearl Bridge Securities Limited | RO | Advising on securities | 2019-11-01 | 2020-05-15 |
| 23 | Pearl Bridge Securities Limited | RO | Dealing in securities | 2019-11-01 | 2020-05-15 |
| 24 | OUTSET GLOBAL (HONG KONG) LIMITED | RO | Dealing in securities | 2021-06-22 | 2023-02-24 |
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