Sullivan, Andrew Michael (SFC:AEV843)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-02-03 | |
2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2004-02-03 | |
3 | MF Securities Hong Kong Limited | Rep | Advising on securities | 2008-06-18 | 2008-11-17 |
4 | MF Securities Hong Kong Limited | Rep | Advising on securities | 2010-03-08 | 2010-07-12 |
5 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2010-10-26 | 2011-06-22 |
6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2015-03-25 | 2015-11-19 |
7 | Pearl Bridge Securities Limited | Rep | Advising on securities | 2019-09-06 | 2019-11-01 |
8 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Asset management | 2004-02-03 | |
9 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-07-06 | |
10 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2004-10-11 | 2007-12-06 |
11 | MF Securities Hong Kong Limited | Rep | Dealing in securities | 2010-03-08 | 2010-07-12 |
12 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-10-26 | 2011-06-22 |
13 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2011-06-30 | 2012-08-25 |
14 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-01-31 | 2014-06-23 |
15 | Execution Noble (Hong Kong) Limited | Rep | Dealing in securities | 2014-06-30 | 2014-09-12 |
16 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-01-29 | 2015-11-19 |
17 | Pearl Bridge Securities Limited | Rep | Dealing in securities | 2019-09-06 | 2019-11-01 |
18 | MF Securities Hong Kong Limited | RO | Advising on securities | 2008-11-17 | 2010-03-08 |
19 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Advising on securities | 2015-11-19 | 2017-05-31 |
20 | Pearl Bridge Securities Limited | RO | Advising on securities | 2019-11-01 | 2020-05-15 |
21 | MF Securities Hong Kong Limited | RO | Dealing in securities | 2008-02-21 | 2010-03-08 |
22 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2015-11-19 | 2017-05-31 |
23 | Pearl Bridge Securities Limited | RO | Dealing in securities | 2019-11-01 | 2020-05-15 |
24 | OUTSET GLOBAL (HONG KONG) LIMITED | RO | Dealing in securities | 2021-06-22 | 2023-02-24 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy