Chan, Yiu Man (SFC:AOS417) 陳耀民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-03-21 | 2009-05-07 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2007-03-21 | 2009-05-07 |
| 3 | CMB INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2016-06-10 | |
| 4 | CMB International Global Markets Limited | Rep | Dealing in securities | 2019-07-26 | 2022-02-07 |
| 5 | CMB International Securities Limited | Rep | Dealing in securities | 2016-04-22 | 2018-11-27 | RO | Dealing in securities | 2018-11-27 | Rep | Advising on securities | 2021-11-05 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-03-21 | 2009-05-07 |
| 7 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Leveraged foreign exchange trading | 2009-05-25 | 2010-10-25 | Rep | Dealing in futures contracts | 2009-05-25 | 2012-06-27 | Rep | Dealing in securities | 2009-05-25 | 2016-04-11 | RO | Leveraged foreign exchange trading | 2010-10-25 | 2014-10-20 | RO | Advising on futures contracts | 2012-06-27 | 2013-08-01 | RO | Dealing in futures contracts | 2012-06-27 | 2016-04-11 |
| 8 | Yuanta Securities (Hong Kong) Company Limited | RO | Leveraged foreign exchange trading | 2012-06-14 | 2016-04-11 | Rep | Dealing in futures contracts | 2012-06-27 | 2012-08-13 | Rep | Dealing in securities | 2012-06-27 | 2016-04-11 | RO | Advising on futures contracts | 2012-08-13 | 2016-04-11 | RO | Dealing in futures contracts | 2012-08-13 | 2016-04-11 |
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