Wan, Siu Shun 溫紹迅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Polaris Capital (Asia) Limited | RO | Dealing in securities | 2010-03-30 | 2010-12-31 |
| 2 | REALINK FINANCIAL TRADE LIMITED | RO | Dealing in securities | 2003-08-25 | 2004-07-31 | RO | Dealing in futures contracts | 2003-09-25 | 2004-07-31 |
| 3 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-08-02 | 2004-08-26 | Rep | Dealing in securities | 2004-08-02 | 2004-08-26 | RO | Advising on futures contracts | 2004-08-26 | 2013-08-01 | RO | Dealing in futures contracts | 2004-08-26 | 2019-03-15 | RO | Dealing in securities | 2004-08-26 | 2021-04-26 |
| 4 | YUANTA FUTURES (HK) CO., LIMITED | RO | Advising on securities | 2019-10-03 | 2021-11-30 | RO | Dealing in securities | 2019-10-03 | 2021-11-30 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | RO | Advising on futures contracts | 2012-06-14 | 2022-12-31 | RO | Dealing in futures contracts | 2012-06-14 | 2022-12-31 | RO | Dealing in securities | 2012-06-27 | 2022-12-31 | RO | Advising on securities | 2013-08-08 | 2022-12-31 |
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