Wong, Yue Tak (SFC:AAD229) 王汝德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FULBRIGHT CAPITAL LIMITED | RO | Advising on corporate finance | 2012-02-17 | 2014-06-19 |
| 2 | FULBRIGHT SECURITIES LIMITED | RO | Dealing in securities | 2012-02-17 | 2014-06-19 |
| 3 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2015-09-22 | 2015-12-15 | Rep | Dealing in securities | 2015-09-22 | 2015-12-15 |
| 4 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2014-06-24 | 2014-07-28 | Rep | Dealing in securities | 2014-06-24 | 2014-07-28 | RO | Advising on corporate finance | 2014-07-28 | 2015-07-31 | RO | Dealing in securities | 2014-07-28 | 2015-07-31 |
| 5 | Polaris Capital (Asia) Limited | RO | Advising on corporate finance | 2007-06-26 | 2010-03-11 |
| 6 | VBG Capital Limited | RO | Advising on corporate finance | 2016-04-11 | Rep | Dealing in securities | 2016-04-11 | 2016-10-27 | RO | Dealing in securities | 2016-10-27 |
| 7 | VC CAPITAL LIMITED | RO | Advising on securities | 2004-07-27 | RO | Advising on corporate finance | 2004-07-28 | RO | Dealing in securities | 2004-07-28 |
| 8 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-07-30 | 2004-08-03 | Rep | Dealing in securities | 2004-07-30 | 2004-08-03 | RO | Advising on corporate finance | 2004-08-03 | 2007-08-01 | RO | Dealing in securities | 2004-08-03 | 2011-12-01 | RO | Advising on securities | 2007-02-22 | 2011-12-01 | RO | Advising on corporate finance | 2010-03-10 | 2011-12-01 |
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