Yiu, Chi Wah (SFC:ACT308) 姚志華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AAA Securities Co. Limited | RO | Dealing in securities | 2016-11-02 | 2017-05-31 |
| 2 | HS Securities Limited | RO | Dealing in securities | 2018-05-14 | 2019-07-11 |
| 3 | Polaris Capital (Asia) Limited | RO | Advising on corporate finance | 2007-07-19 | 2010-03-11 |
| 4 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on securities | 2003-08-13 | Rep | Asset management | 2003-08-13 | Rep | Advising on corporate finance | 2004-07-07 | Rep | Dealing in securities | 2004-07-07 | Rep | Dealing in futures contracts | 2004-02-18 | 2004-07-07 | RO | Advising on corporate finance | 2004-07-07 | 2007-08-01 | RO | Dealing in securities | 2004-07-07 | 2016-02-06 | Rep | Dealing in futures contracts | 2005-11-04 | 2011-12-16 | RO | Leveraged foreign exchange trading | 2008-07-14 | 2014-10-20 | RO | Advising on corporate finance | 2010-03-23 | 2013-08-01 | RO | Dealing in futures contracts | 2011-12-16 | 2016-02-06 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | RO | Dealing in futures contracts | 2012-06-14 | 2016-02-06 | RO | Leveraged foreign exchange trading | 2012-06-14 | 2016-02-06 | RO | Advising on corporate finance | 2012-06-28 | 2016-02-06 | RO | Dealing in securities | 2012-06-28 | 2016-02-06 |
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