Yuen, Ivy Chui Ting 袁翠婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CONVOY CAPITAL HONG KONG LIMITED | RO | Advising on corporate finance | 2012-08-23 | 2013-02-28 |
| 2 | Polaris Capital (Asia) Limited | RO | Advising on corporate finance | 2007-06-26 | 2008-04-16 |
| 3 | VC CAPITAL LIMITED | RO | Advising on corporate finance | 2005-04-28 | RO | Dealing in securities | 2005-04-28 |
| 4 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-07-21 | 2005-09-23 | Rep | Dealing in securities | 2005-07-21 | 2005-09-23 | RO | Advising on corporate finance | 2005-09-23 | 2007-08-01 | RO | Dealing in securities | 2005-09-23 | 2008-04-16 | Rep | Advising on corporate finance | 2011-02-25 | 2011-03-10 | Rep | Dealing in securities | 2011-02-25 | 2011-03-10 | RO | Advising on corporate finance | 2011-03-10 | 2011-10-04 | RO | Dealing in securities | 2011-03-10 | 2011-10-04 |
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