Yuen, Kwok Wai 袁國偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | RO | Dealing in futures contracts | 2011-12-14 | |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | RO | Dealing in securities | 2011-12-14 | RO | Advising on securities | 2012-03-13 |
| 3 | Yuanta Asia Investment (Hong Kong) Limited | RO | Dealing in securities | 2005-10-04 | RO | Dealing in futures contracts | 2003-11-26 | 2005-10-04 | RO | Dealing in futures contracts | 2007-05-11 | 2011-11-04 | RO | Dealing in securities | 2007-05-11 | 2011-11-04 | RO | Advising on futures contracts | 2009-09-14 | 2011-11-04 | RO | Advising on securities | 2009-09-14 | 2011-11-04 |
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