Chan, Pauline Bo Ling (SFC:ALA618) 陳寶玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-08-21 | 2011-04-09 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-10-11 | 2011-04-09 |
| 3 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-04-19 | 2015-12-30 | Rep | Dealing in securities | 2011-04-19 | 2015-12-30 |
| 4 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-14 | 2023-08-31 | Rep | Dealing in securities | 2012-06-14 | 2023-08-31 |
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