Chan, Simon Cherk Him 陳卓謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-08-02 | |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-08-02 | |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2006-02-23 | 2007-11-15 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-06-21 | 2007-11-15 |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Leveraged foreign exchange trading | 2009-09-29 | 2010-04-29 | Rep | Dealing in futures contracts | 2009-09-29 | 2012-08-01 | Rep | Dealing in securities | 2009-09-29 | 2012-08-01 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-14 | 2012-07-01 | Rep | Dealing in securities | 2012-06-14 | 2012-07-01 |
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