Chan, Eric Chi Wai 陳志偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CELESTIAL COMMODITIES LIMITED | Rep | Automated trading services | 2003-10-31 | 2004-03-02 | Rep | Dealing in futures contracts | 2003-10-31 | 2005-04-07 |
2 | CELESTIAL SECURITIES LIMITED | Rep | Automated trading services | 2003-12-10 | 2004-02-19 | Rep | Dealing in securities | 2003-12-10 | 2005-04-07 |
3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-04-08 | 2007-11-03 |
4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-04-08 | 2007-11-03 |
5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2007-11-13 | 2015-12-30 | Rep | Dealing in securities | 2007-11-13 | 2015-12-30 |
6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-14 | 2023-03-14 | Rep | Dealing in securities | 2012-06-14 | 2023-03-14 |
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