Chan, Ka Yu (SFC:APQ350) 陳嘉瑜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2007-10-02 | 2009-05-19 |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2008-07-29 | 2009-05-19 |
| 3 | LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2016-05-20 | 2019-03-31 |
| 4 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2009-05-26 | 2013-04-10 | Rep | Advising on securities | 2009-09-15 | 2013-04-10 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2012-06-14 | 2015-12-25 | Rep | Dealing in securities | 2012-06-14 | 2015-12-25 |
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