Chan, King Lok 陳敬樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2023-11-08 | Rep | Dealing in securities | 2023-11-08 |
| 2 | LAMTEX SECURITIES LIMITED | Rep | Dealing in securities | 2008-04-07 | 2010-05-08 |
| 3 | TFI Securities and Futures Limited | Rep | Dealing in securities | 2019-07-24 | 2022-11-23 |
| 4 | WEBULL SECURITIES LIMITED | Rep | Dealing in securities | 2022-12-14 | 2023-10-24 | Rep | Advising on securities | 2023-07-04 | 2023-10-24 |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2010-05-18 | 2015-12-30 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2012-06-14 | 2019-07-05 | Rep | Dealing in futures contracts | 2014-08-12 | 2019-07-05 |
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