Chan, Tat Shing (SFC:AUS311) 陳達成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2012-06-14 | 2014-05-30 | Rep | Dealing in futures contracts | 2012-06-14 | 2014-05-30 | Rep | Dealing in securities | 2012-06-14 | 2014-05-30 |
| 2 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on securities | 2010-11-24 | 2013-08-01 | Rep | Dealing in securities | 2010-11-24 | 2013-08-01 | Rep | Dealing in futures contracts | 2011-03-09 | 2013-08-01 |
| 3 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2010-02-18 | 2010-11-02 | Rep | Dealing in securities | 2010-02-18 | 2010-11-02 |
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