Chao, Ruo Han 趙若涵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | Advising on securities | 2017-11-01 | Rep | Asset management | 2017-11-01 |
2 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Dealing in securities | 2014-01-15 | 2017-09-17 | Rep | Asset management | 2014-11-03 | 2017-09-17 |
3 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2011-04-27 | 2014-01-03 |
4 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2012-06-14 | 2014-01-03 |
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