Chau, Ho Hei (SFC:AIE136) 巢皓熙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2004-07-03 | |
| 2 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2015-11-16 | 2021-03-19 |
| 3 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2015-11-16 | 2021-03-19 |
| 4 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-07-07 | 2007-04-21 |
| 5 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2005-07-27 | 2007-04-21 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2003-11-19 | 2004-07-03 |
| 7 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-09-28 | 2013-04-10 | Rep | Dealing in securities | 2009-09-28 | 2013-04-10 |
| 8 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-14 | 2015-11-16 | Rep | Dealing in securities | 2012-06-14 | 2015-11-16 | Rep | Dealing in futures contracts | 2021-09-13 | Rep | Dealing in securities | 2021-09-13 |
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