Chau, Kin Man 鄒建文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on securities | 2003-08-13 | Rep | Asset management | 2003-08-13 | Rep | Advising on corporate finance | 2005-01-15 | Rep | Dealing in securities | 2013-09-13 | Rep | Dealing in futures contracts | 2005-09-05 | 2013-09-13 |
| 2 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-15 | 2023-08-31 | Rep | Dealing in securities | 2012-06-15 | 2023-08-31 |
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