Chen, Kun-Yang (SFC:AVW003) 陳坤陽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2014-08-20 | 2015-04-17 | Rep | Advising on securities | 2014-08-20 | 2015-04-17 | Rep | Dealing in securities | 2014-08-20 | 2015-04-17 |
| 2 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2013-03-14 | 2013-06-15 |
| 3 | Ping An of China Capital (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2016-03-21 | 2017-04-27 |
| 4 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2016-03-21 | 2017-04-27 |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2010-10-15 | 2013-03-01 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2012-06-14 | 2013-03-01 | Rep | Advising on corporate finance | 2013-07-18 | 2014-05-30 | Rep | Dealing in securities | 2013-07-18 | 2014-05-30 | Rep | Dealing in securities | 2017-05-22 | 2018-06-04 | Rep | Advising on corporate finance | 2017-05-22 | 2021-10-28 | RO | Dealing in securities | 2018-06-04 | 2021-10-28 |
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