Chiu, Tuen Leung 趙端良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-02-03 | 2009-12-01 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-02-03 | 2009-12-01 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-03 | 2009-12-01 |
| 4 | SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-05-06 | 2009-12-01 |
| 5 | SHUN LOONG FUTURES LIMITED | Rep | Advising on futures contracts | 2004-03-01 | Rep | Asset management | 2004-03-01 | Rep | Automated trading services | 2004-03-01 | Rep | Dealing in futures contracts | 2009-12-01 |
| 6 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2004-03-01 | Rep | Advising on securities | 2004-03-01 | Rep | Asset management | 2004-03-01 | Rep | Automated trading services | 2004-03-01 | Rep | Dealing in securities | 2009-12-01 |
| 7 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Leveraged foreign exchange trading | 2009-12-08 | 2014-10-20 | Rep | Dealing in futures contracts | 2009-12-08 | 2015-12-30 | Rep | Dealing in securities | 2009-12-08 | 2015-12-30 |
| 8 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-18 | Rep | Dealing in securities | 2012-06-18 | Rep | Leveraged foreign exchange trading | 2012-06-18 | 2016-10-31 |
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