Chow, Judy Suk Yiu 周淑瑤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-11-29 | 2010-04-14 |
| 2 | China PA Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2019-12-11 | 2024-03-28 | Rep | Dealing in securities | 2019-12-11 | 2024-03-28 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2003-08-06 | 2010-04-14 | Rep | Advising on securities | 2008-08-20 | 2010-04-14 |
| 4 | PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-07-29 | 2024-03-28 |
| 5 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2014-07-29 | 2020-03-27 | Rep | Dealing in securities | 2014-07-29 | 2020-03-27 |
| 6 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on securities | 2010-05-03 | 2013-08-01 | Rep | Dealing in futures contracts | 2010-05-03 | 2013-08-01 | Rep | Dealing in securities | 2010-05-03 | 2013-08-01 |
| 7 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2012-06-18 | 2014-07-18 | Rep | Dealing in futures contracts | 2012-06-18 | 2014-07-18 | Rep | Dealing in securities | 2012-06-18 | 2014-07-18 |
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