Chow, Yip Shing 周業城
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-11-29 | 2010-04-14 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2003-12-17 | 2010-04-14 | Rep | Advising on securities | 2008-08-20 | 2010-04-14 |
| 3 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on securities | 2010-04-29 | 2013-08-01 | Rep | Dealing in futures contracts | 2010-04-29 | 2013-08-01 | Rep | Dealing in securities | 2010-04-29 | 2013-08-01 |
| 4 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2012-06-18 | 2019-10-29 | Rep | Dealing in futures contracts | 2012-06-18 | 2019-10-29 | Rep | Dealing in securities | 2012-06-18 | 2019-10-29 |
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