Dong, Fangming 董方明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Advising on futures contracts | 2012-10-03 | 2013-02-01 | Rep | Dealing in futures contracts | 2012-10-03 | 2013-02-01 |
| 2 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2012-08-29 | 2013-02-01 | Rep | Advising on securities | 2012-10-03 | 2013-02-01 |
| 3 | Delta Asia Wealth Management Limited | Rep | Asset management | 2012-10-03 | 2013-02-01 |
| 4 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2011-03-25 | 2012-08-28 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in securities | 2012-06-18 | 2012-08-28 |
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