Ho, Wai Chu (SFC:AOU147) 何位珠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-03-02 | |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2011-12-16 | 2016-09-22 | RO | Dealing in securities | 2016-09-22 |
| 3 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2007-05-30 | 2011-10-12 | Rep | Dealing in securities | 2007-05-30 | 2011-10-12 | Rep | Leveraged foreign exchange trading | 2009-03-03 | 2011-10-12 |
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