Hon, Roger Ka Man 韓嘉文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2004-09-28 | 2010-11-16 |
2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2004-09-28 | 2010-11-16 |
3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-09-28 | 2010-11-16 |
4 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Leveraged foreign exchange trading | 2010-12-06 | 2014-10-20 | Rep | Dealing in futures contracts | 2010-12-06 | 2015-12-30 | Rep | Dealing in securities | 2010-12-06 | 2015-12-30 |
5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Leveraged foreign exchange trading | 2012-06-18 | 2016-10-31 | Rep | Dealing in futures contracts | 2012-06-18 | 2020-09-21 | Rep | Dealing in securities | 2012-06-18 | 2020-09-21 |
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