Huang, Shao Hsuan 黃劭萱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BG Asset Management Limited | RO | Asset management | 2014-05-27 | 2015-06-09 |
| 2 | Delta Fund Management Company Limited | RO | Advising on securities | 2023-03-09 | 2023-04-18 | RO | Asset management | 2023-03-09 | 2023-04-18 | RO | Dealing in securities | 2023-03-09 | 2023-04-18 |
| 3 | LW Asset Management Advisors Limited | Rep | Asset management | 2015-09-14 | 2015-09-23 | RO | Asset management | 2015-09-23 | 2016-07-31 |
| 4 | Open Asset Management Limited | Rep | Asset management | 2012-10-03 | 2012-12-14 | RO | Asset management | 2012-12-14 | 2014-05-16 | Rep | Advising on securities | 2013-01-03 | 2014-05-16 |
| 5 | Open Securities Limited | Rep | Dealing in securities | 2012-10-03 | 2014-05-16 | Rep | Advising on securities | 2013-01-03 | 2014-05-16 |
| 6 | RAM Investment Advisors Limited | Rep | Advising on securities | 2016-10-24 | 2019-06-21 | Rep | Dealing in securities | 2016-10-24 | 2019-06-21 | RO | Asset management | 2017-05-08 | 2019-06-21 |
| 7 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Asset management | 2011-03-09 | 2012-09-25 |
| 8 | Yuanta Securities (Hong Kong) Company Limited | Rep | Asset management | 2012-06-18 | 2012-09-25 |
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