Huen, Philip Tak Pan 禤德斌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Soochow Securities International Brokerage Limited | Rep | Advising on securities | 2014-04-14 | 2016-03-08 | Rep | Dealing in securities | 2014-04-14 | 2016-03-08 |
| 2 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on securities | 2009-12-02 | 2013-08-01 | Rep | Dealing in securities | 2009-12-02 | 2013-08-01 |
| 3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2012-06-18 | 2014-03-28 | Rep | Dealing in securities | 2012-06-18 | 2014-03-28 |
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