Jhang, Sin-Lun 張心倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Advising on securities | 2019-05-31 | 2022-01-28 | Rep | Dealing in securities | 2019-05-31 | 2022-01-28 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-09-22 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2019-05-12 | Rep | Advising on securities | 2018-06-15 | 2019-05-12 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-10-24 | 2019-05-12 |
| 4 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2015-09-22 | 2017-10-02 |
| 5 | orientiert XYZ Securities Limited | Rep | Dealing in securities | 2012-06-27 | 2015-01-10 |
| 6 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2009-07-06 | 2012-05-22 |
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