Lam, Cheuk Sun 林卓燊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Capital International (Hong Kong) Co., Limited | Rep | Advising on securities | 2015-03-24 | 2017-06-16 | Rep | Dealing in securities | 2015-03-24 | 2017-06-16 | Rep | Dealing in futures contracts | 2016-04-14 | 2017-06-16 | Rep | Advising on futures contracts | 2016-05-19 | 2017-06-16 | Rep | Leveraged foreign exchange trading | 2016-05-19 | 2017-06-16 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2017-08-30 | 2020-09-24 |
| 3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-08-30 | 2020-09-24 |
| 4 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-07-06 | 2017-08-04 |
| 5 | FULBRIGHT SECURITIES LIMITED | Rep | Advising on securities | 2017-07-06 | 2017-08-04 | Rep | Dealing in securities | 2017-07-06 | 2017-08-04 |
| 6 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-04-12 | |
| 7 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-03-22 | |
| 8 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2013-12-27 | 2015-03-08 | Rep | Dealing in securities | 2013-12-27 | 2015-03-08 |
| 9 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on securities | 2011-09-07 | 2012-04-03 | Rep | Dealing in securities | 2011-09-07 | 2012-04-03 | Rep | Advising on securities | 2012-04-19 | 2013-08-01 | Rep | Dealing in securities | 2012-04-19 | 2013-08-01 |
| 10 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2012-06-20 | 2013-12-06 | Rep | Dealing in securities | 2012-06-20 | 2013-12-06 |
| 11 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2021-01-07 | 2021-01-31 |
| 12 | Yunfeng Securities Limited | Rep | Dealing in securities | 2021-01-07 | 2021-01-31 |
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