Lam, Shun 林順
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aspenwood Capital Limited | Rep | Advising on securities | 2023-03-27 | 2024-05-31 | Rep | Asset management | 2023-03-27 | 2024-05-31 |
| 2 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-10-13 | 2009-12-25 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2008-02-05 | 2009-12-25 | Rep | Dealing in securities | 2008-02-05 | 2009-12-25 |
| 4 | Grey Investment Limited | Rep | Asset management | 2014-01-02 | 2015-06-30 |
| 5 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on securities | 2010-01-12 | 2013-08-09 | Rep | Dealing in futures contracts | 2010-01-12 | 2013-08-09 | Rep | Dealing in securities | 2010-01-12 | 2013-08-09 |
| 6 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2012-06-20 | 2013-08-09 | Rep | Dealing in futures contracts | 2012-06-20 | 2013-08-09 | Rep | Dealing in securities | 2012-06-20 | 2013-08-09 |
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