Lee, Jessica Man Yi 李敏兒

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 Everbright Securities Investment Services (HK) Limited Rep Automated trading services 2003-04-30 2003-07-07
2 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2003-04-30 2005-08-22
3 CES Commodities (HK) Limited Rep Dealing in futures contracts 2004-10-21 2005-08-22
4 CES Forex (HK) Limited Rep Leveraged foreign exchange trading 2004-10-21 2005-08-22
5 GT CAPITAL LIMITED Rep Dealing in securities 2005-08-24 2006-08-31
6 Sinofortune Securities Limited Rep Dealing in securities 2006-09-01 2007-04-30
7 GT CAPITAL LIMITED Rep Dealing in securities 2007-11-19 2009-06-01
8 Yuanta Securities (Hong Kong) Company Limited Rep Dealing in securities 2012-06-21 2015-07-28
9 Yuanta Securities (Hong Kong) Company Limited Rep Advising on securities 2013-08-12 2015-07-28
10 Yuanta Securities (Hong Kong) Company Limited Rep Dealing in futures contracts 2012-06-21 2016-01-21
11 Yuanta Asia Investment (Hong Kong) Limited Rep Dealing in futures contracts 2010-03-08 2019-03-15
12 Yuanta Asia Investment (Hong Kong) Limited Rep Dealing in securities 2009-06-10 2021-08-20
13 Yuanta Securities (Hong Kong) Company Limited RO Advising on securities 2015-07-28 2023-09-11
14 Yuanta Securities (Hong Kong) Company Limited RO Dealing in securities 2015-07-28 2023-09-11
15 Yuanta Securities (Hong Kong) Company Limited RO Dealing in futures contracts 2016-01-21 2023-09-11
16 Yuanta Securities (Hong Kong) Company Limited Rep Asset management 2019-07-16 2023-09-11
17 Yuanta Securities (Hong Kong) Company Limited RO Advising on futures contracts 2022-01-17 2023-09-11

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top